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Security Allocation Information Engine (SALLIE)
The Security Allocation Information Engine (SALLIE) is designed to assist broker dealers in complying with the Customer Protection Rule (SEC rule 15 c3-3) by providing the user with more control over the security allocation matrix used in the reserve formula. This system is in development and will be released in Beta version this winter.
 
 

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LDB Consulting, Incorporated
P.O. Box 512, Valparaiso, IN 46384-0512
Phone: (219) 477-1928 Fax: (219) 531-2643
Questions or Comments? Email CapComp@att.net