Security Allocation Information Engine - Customer protection Rule

Security Allocation Information Engine

The Security Allocation Information Engine (SALLIE) is designed to assist broker dealers in complying with the Customer Protection Rule (SEC rule 15 c3-3) by providing the user with more control over the security allocation matrix used in the reserve formula.

SALLIE Fact Sheet

SALLIE Manual

SALLIE Report Explanations

Sample PreProcessing reports -
     1) Errors
   2) Informational
     3) Reconciliation

Sample PostProcessing reports -
     1) Errors
     2) Allocation
     3) Reconciliation

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